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Основной контент книги Wiley FINRA Series 99 Exam Review 2017. The Operations Professional Examination
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Volume 427 pages

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Wiley FINRA Series 99 Exam Review 2017. The Operations Professional Examination

author
Wiley
Read only on Litres

The book cannot be downloaded as a file, but can be read in our app or online on the website.

$139.75

About the book

The go-to guide to acing the Series 99 Exam! Passing the Operations Professional Qualification Exam (Series 99) qualifies an individual to perform a variety of operations functions in support of a broker-dealer. The exam covers the broker-dealer business at a fundamental level, standard operations functions, investor protection and market integrity regulations, identifying and escalating regulatory red-flag issues to the appropriate person in a firm, and professional conduct and ethical standards. There are no prerequisites for the Series 99 Exam, but all candidates must be sponsored by a FINRA member firm... 

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Book «Wiley FINRA Series 99 Exam Review 2017. The Operations Professional Examination» — read online on the website. Leave comments and reviews, vote for your favorites.
Age restriction:
0+
Release date on Litres:
23 July 2018
Volume:
427 p.
ISBN:
9781119403203
Total size:
16 МБ
Total number of pages:
427
Copyright holder:
John Wiley & Sons Limited
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