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Version: 2017-10-20
Dedication
In Memory of
RAYNER UNWIN
Mentor and Friend
Contents
COVER
TITLE PAGE
COPYRIGHT
DEDICATION
I
PREFACE
CHRONOLOGY
1857
1870
1888
1889
1890
1891
1892
1893
1894
1895
1896
1897
1898
1899
1900
1901
1902
1903
1904
1905
1906
1907
1908
1909
1910
1911
1912
1913
1914
1915
1916
1917
1918
1919
1920
1921
1922
1923
1924
1925
1926
1927
1928
1929
1930
1931
1932
1933
1934
1935
1936
1937
1938
1939
1940
1941
1942
1943
1944
1945
1946
1947
1948
1949
1950
1951
1952
1953
1954
1955
1956
1957
1958
1959
1960
1961
1962
1963
1964
1965
1966
1967
1968
1969
1970
1971
1972
1973
NOTES
INDEX
II
PREFACE
LIST OF ARTICLES
READER’S GUIDE A–M
III
READER’S GUIDE N–Z
FAMILY TREES
BIBLIOGRAPHIES
Published Writings & Art
Poetry & Translations
WORKS CONSULTED
INDEX
ABOUT THE AUTHORS
OTHER BOOKS BY
ABOUT THE PUBLISHER
Preface
THIS BOOK has been designed, in both its original edition (2006) and the present revised and expanded edition, to serve as a reference of (at least) first resort for the study and appreciation of the works of J.R.R. Tolkien. It is meant to be a companion to his readers, and a basic guide to his writings and ideas, his life and times, his family, friends, and colleagues, and the places he knew and loved. It is not, despite a similarity of titles, a handbook of his invented lands and characters in the manner of Robert Foster’s Complete Guide to Middle-earth or J.E.A. Tyler’s Complete Tolkien Companion. Nor is it a substitute for standard works such as Humphrey Carpenter’s J.R.R. Tolkien: A Biography and Christopher Tolkien’s History of Middle-earth, or for the vast body of critical literature about Tolkien. Although it often will be found useful by itself, in particular where it presents new research and scholarship, its purpose is equally to point to other resources in which a subject is more fully considered or differing points of view are expressed.
The length of this work may surprise readers who, familiar with The Hobbit and The Lord of the Rings, have been less aware of Tolkien’s other writings, or who, perhaps misled by the biographies of our subject that have followed Carpenter (and are largely derived from his book), have thought that Tolkien lived in a simple circumscribed world in which little happened beyond his writing, his teaching, his immediate family, and the Inklings. In fact his life was remarkably full, his circle of friends was wide and varied, and his tales of Bilbo and Frodo Baggins exist alongside other works of fiction and poetry, not least the ‘Silmarillion’ mythology, and next to significant contributions to Old and Middle English studies. In consequence, there is so much to say about Tolkien that we have had to divide our book into parts, two volumes in the original edition, and now three.
The first volume is an extensive Chronology of Tolkien’s life and works. This has allowed us reasonably to assemble – as a biographical essay would not have done, demanding more selection and brevity – many of the miscellaneous details about Tolkien we have gathered in the course of research, details which individually may be of little moment, but in relation to one another can be illuminating. Altogether these form a picture of a extraordinarily busy man: Tolkien the scholar, Tolkien the teacher and administrator, Tolkien the husband and father, Tolkien the creator of Middle-earth. His critics have not always appreciated how busy he truly was – those who claim that he should have published more in his academic fields had he not wasted his time writing fantasy, or those who fault him for not completing The Silmarillion as if he had nothing else to do even in his retirement. One of our aims in this book is to show that Tolkien neither wasted his time nor shirked his responsibilities – to document how much, on a regular basis, duties in connection with his academic career (lectures, classes, supervision of postgraduate students, examinations, committee meetings) occupied his waking hours; how often he and his family were beset by illness and injury; how, to pay doctors’ bills in the years before the National Health Service was established (in 1948) and to provide for his children’s education, he added to an already heavy workload; how he was almost constantly under the threat of deadlines, and if he did not meet them all it was not because he did too little, but because he did so much.
The Chronology also allows us to see when, as sometimes happened, Tolkien’s many responsibilities came into collision. In April 1937, for instance, within the space of a day or two he received for correction proofs of both The Hobbit and his British Academy lecture, Beowulf: The Monsters and the Critics; while in the summer and autumn of 1953 he prepared simultaneously The Lord of the Rings for publication and his translation of Sir Gawain and the Green Knight for radio broadcast, and also wrote two talks to accompany the latter.
The Chronology is not – could not be – a complete day-to-day reconstruction of Tolkien’s life; nevertheless we have been reasonably inclusive, according to the information available to us, for the sake of a fuller picture. This is particularly so during the period from 18 January 1944 to early 1945, when Tolkien frequently described his daily chores, as well as the progress of The Lord of the Rings, in a series of letters to his youngest son, Christopher, then posted abroad in the Royal Air Force (see Letters of J.R.R. Tolkien, pp. 67 ff.).
Although the most private of Tolkien’s surviving papers remain private, a great deal else has been open to us, published and unpublished. These papers have been useful not only in adding to our knowledge of J.R.R. Tolkien, but in verifying details previously accepted as fact. We found, for instance, in assembling information for 1952 that there was no possible opportunity for Tolkien to travel to Kerry in Ireland that year, as authorities (even ourselves) previously reported. This led, as we investigated further, to a vivid recollection by Tolkien’s daughter Priscilla that the visit was, rather, in 1951, and that she herself had been a participant.
Sometimes, however, evidence has been lacking, and even when present is not always complete or clear-cut. To give only a few examples: we can say that Tolkien attended particular meetings of the Inklings because the facts are mentioned, chiefly in letters by his friend C.S. Lewis, in diaries kept by Warren Lewis, and in letters that Tolkien wrote to his son Christopher. We can list which lectures he was scheduled to give as an Oxford professor, because they were announced prior to each term in the Oxford University Gazette. We know that he was present at certain meetings because minutes are preserved, chiefly in the Oxford University archives. But we know about only some of the holidays he took, from a handful of letters and dated paintings and drawings, and about only some of the society meetings and other events he attended (or could have attended) at King Edward’s School, Birmingham and at Oxford, through secretaries’ minutes, magazine reports, and printed timetables. On occasion, his Oxford lectures were cancelled or rescheduled, but a published announcement of that fact has not always come to our attention; and as for the lectures Tolkien gave at Leeds, such schedules of these that survive in the Leeds University archives name only their subjects, not the lecturers themselves, in consequence of which we have indicated only those lectures that Tolkien seems likely to have given (based partly on the statement he wrote when he applied for the Rawlinson and Bosworth Professorship of Anglo-Saxon at Oxford in 1925). We know as well that Tolkien marked School Certificate papers for many years, to augment his professor’s salary, and sometimes acted as an external university examiner, but these activities seem to be little documented.
We have also included in the Chronology references to some, but no more than a fraction, of the personal and professional correspondence that consumed another large portion of Tolkien’s time. He received many requests from colleagues for information, or comments on their ideas; requests from colleagues or former students for letters of reference when applying for academic positions; and requests from publishers for his opinion of books under consideration. He was often sent, in addition, offprints of scholarly papers and copies of books, most of which would have required at least an acknowledgement, if not reading and criticism: these amounted to hundreds of titles during his working life. And then, after the publication of The Hobbit and especially The Lord of the Rings, he received thousands of letters expressing appreciation, asking questions, or requesting his autograph. His publishers too were in frequent touch with him about various literary, financial, and legal matters. And all of this was in addition to letters he wrote to and received from his family and intimate friends.
Tolkien’s correspondence with his publisher George Allen & Unwin in particular has been of immense value to us. In many of his letters he writes of personal activities, of academic pressures, and of his or his family’s health, as well as about business at hand. These documents, however, became less frequent in his later years, reflecting increased face to face contact with publisher’s staff and use of the telephone.
Perhaps our greatest difficulty in writing the Chronology has been to decide where to place events which cannot be firmly dated, such as the emergence of the Inklings. Many of Tolkien’s works, moreover, can be placed only within a range of years, and only roughly in order of writing. In doing so, we have relied on internal as well as external evidence – on handwriting, paper, and typefaces, and on the state of development of the work in question. Where Christopher Tolkien as a result of his own extensive research into the history of his father’s writings has been able to group works in a sequential order, we have placed the grouping at the start of the relevant time span, rather than insert the writings in question arbitrarily into the Chronology. We have also made use of dates of composition inscribed by Tolkien on his writings and art, keeping in mind that some of these were added after the fact, sometimes many years later, and that memory can err; but statements by the creator of a work can hold significant weight. In a few instances there is conflicting evidence for dates, most notably for the origin and writing of The Hobbit, and in such cases we have made multiple entries in the Chronology, with cross-references, and have discussed the matter at greater length in the second part of the Companion and Guide.
That part, which we have called the Reader’s Guide, comprises in the course of two volumes a ‘What’s What’, a ‘Where’s Where’, and a ‘Who’s Who’ of Tolkien, arranged in alphabetical order and in a single sequence. It includes, as appropriate, articles or brief entries on:
¶ Tolkien’s academic writings and his works of poetry and prose fiction, with summaries, concise backgrounds or histories, brief surveys of reviews and criticism (in so far as these exist), and miscellaneous commentary. Separate articles are provided for published works; unpublished works are noted as appropriate in topical articles, or in articles on other, related works. We have written separate articles for those of Tolkien’s poems that are published in whole or in large part (i.e. more than a few lines), and are not integral with a larger literary work, e.g. the poems of The Hobbit or The Lord of the Rings, but have omitted separate entry for clerihews and for all but one of the songs (The Root of the Boot, under The Stone Troll) contributed by Tolkien to Songs for the Philologists. Also omitted are entries for letters sent by Tolkien to newspapers or journals.
¶ Key ideas in Tolkien’s writings, such as eucatastrophe and sub-creation, and general topics such as his religion, his views towards women, his invented languages and writing systems, his reading, and disputes over the American copyright of The Lord of the Rings.
¶ Places that Tolkien lived, worked, or visited, the colleges and universities with which he was associated, pubs and bookshops he frequented, and so forth. It should be assumed by the reader that the places named in this book are in England unless otherwise stated, that English counties are referred to generally according to the names and boundaries that existed in Tolkien’s lifetime (before the reorganization of local governments in the later twentieth century), and that while coverage is full, it is not exhaustive: we have not attempted to list every place in which Tolkien set foot. Nor have we attempted to account for every claim by towns and regions (in Britain and elsewhere) to Tolkien’s presence, or as an inspiration for The Lord of the Rings, put forth with the rise in his popularity: some of these are exaggerated, others dubious at best. In all cases we have preferred to rely on documentary evidence such as letters, guest books, and diaries, rather than on assumptions and reported ‘tradition’. It should be noted also that while some of the places described in this book are open to the public, others are not. Readers therefore who wish to follow in Tolkien’s footsteps should take care not to trespass on private property, including college grounds when not open to visitors.
¶ Members of Tolkien’s family; friends and colleagues, especially in Birmingham and at Leeds and Oxford; fellow members of the Inklings and other groups or societies to which he belonged; publishers and editors; notable teachers and students; and major correspondents. Here too, our coverage is selective. Tolkien had many friends and acquaintances, some of whom figured mainly, or wholly, in his private life, and do not appear in published letters or biographies. Our aim has been to give an individual entry to anyone whom we know to have been particularly significant in Tolkien’s life or to the production of his works, or for whom a biographical note gives us the opportunity to describe, more fully than in the Chronology, an important or particularly interesting aspect of Tolkien or his writings. Other persons with whom Tolkien was concerned are mentioned in passing, in various contexts in the Companion and Guide: references to these may be found in the comprehensive index at the end of each volume.
In the Reader’s Guide also, appended to the second volume, are genealogical charts (family trees) of the Tolkien and Suffield families; a bibliographical list of Tolkien’s published writings; a list of his published paintings, drawings, doodles, and maps; a list of his poems, published and unpublished, by title and first line; and a list of his works with the languages into which they have been translated. In addition, we have provided (in the Reader’s Guide only, also in the second volume) a bibliography of the various resources and archives we have used in the writing of the Companion and Guide. A comprehensive index to all three volumes appears both in the Chronology and the second volume of the Reader’s Guide.
A few general notes are in order. J.R.R. Tolkien is sometimes referred to in this book as ‘Ronald’, to distinguish him from other Tolkiens or when reference by his surname seemed inappropriate in construction, and also generally for the young Tolkien, before he went up to Oxford in 1911.
In the Reader’s Guide all entries for persons whose surname begins ‘Mc’ or ‘Mac’ are alphabetized as if the name begins with ‘Mac’; thus the article for R.B. McCallum appears before that for Gervase Mathew. Although articles in the Reader’s Guide are generally alphabetized in the usual fashion, we have made an exception for those concerned with the Tolkien family in general, its members in particular, and the Tolkien Estate which is a family enterprise: these are presented in this order, intellectual rather than mechanical.
Titles of works are given as found, except that we have regularized the capitalization of hyphenated titles where variation occurs in practice, e.g. On Fairy-Stories, The Sea-Bell. Titles of discrete works given them by Tolkien, including poems, essays, and the individual tales of The Book of Lost Tales, are italicized following Christopher Tolkien’s example in The History of Middle-earth, while titles of chapters or other subsections of text, and titles assigned to Tolkien’s works by others (such as ‘The Ambidexters Sentence’), for the most part are expressed in quotation marks. Excepted are a few titles assigned by Christopher Tolkien which he himself chose to italicize, such as Of Tuor and His Coming to Gondolin in Unfinished Tales, rather than its author’s choice, Of Tuor and the Fall of Gondolin (there is a distinct entry for this title, in quotation marks, as that of the twenty-third chapter of The Silmarillion), and Gnomish Lexicon rather than the unwieldy I·Lam na·Ngoldathon. But it is to be understood that ‘The Silmarillion’, so expressed, refers to Tolkien’s mythology in general, and The Silmarillion, so italicized, generally to the book edited by Christopher Tolkien and first published in 1977, except in a few instances (understood in context) to the book that Tolkien wished to complete. All other titles are given in italics or in roman within quotation marks, as appropriate, following common conventions of style, except that we have preferred, on purely aesthetic grounds, not to distinguish titles of books within titles of books by reversion to roman or by quotation marks.
In the Reader’s Guide works whose titles begin ‘Of’ or ‘Of the’ are entered under the next significant word, e.g. ‘Of Beren and Luthien’ is alphabetized as if ‘Beren and Luthien’, and ‘Of the Beginning of Days’ is alphabetized under ‘Beginning’, omitting both ‘Of’ and the definite article.
For the most part, each discrete work by Tolkien, or collection of works, is given a separate article in the Reader’s Guide. But because of the close relationship between Völsungarkviða and Gudrúnarkviða, we have found it convenient to treat them together with, and under the title of, the volume in which they are published, The Legend of Sigurd and Gudrún; and because Tolkien’s early work The Story of Kullervo is closely related to the Kalevala, we have chosen to deal with the former within the article for the latter (while providing a separate entry for the 2015 volume entitled The Story of Kullervo).
Direct quotations follow their source in spelling and punctuation, but we have silently corrected the occasional misspelled word or other minor error. For all quotations, page references are given whenever possible.
Because of the multiplicity of editions, The Hobbit and The Lord of the Rings are cited only by chapter and by book and chapter, respectively. For these we have quoted from current corrected texts; for most other books by Tolkien, we have used and cited first editions unless otherwise stated. The same is true for Humphrey Carpenter’s biography of Tolkien (1977) and his book on the Inklings (1978). On Fairy-Stories and Leaf by Niggle, however, have been quoted most often from the edition of Tree and Leaf first published by Unwin Hyman, London, in 1988, or from the expanded edition of 2008. Beowulf: The Monsters and the Critics and other works have been quoted most conveniently (as indicated) from The Monsters and the Critics and Other Essays (1983). Contributions by Tolkien to books and periodicals, or discrete works by Tolkien otherwise contained in a larger work (for instance, as the Ainulindalë is contained within The Silmarillion), are cited in their separate entries in the Reader’s Guide with inclusive page numbers according to (as a convenient point of reference) the first printing of the first edition.
The evolution of the stories of Tolkien’s ‘Silmarillion’ mythology is traced in entries for each chapter of the ‘Quenta Silmarillion’ in the published (1977) Silmarillion. Each entry begins with a synopsis or summary of the published chapter, then traces the evolution of this part of the larger ‘Silmarillion’ from its earliest appearance.
We have assumed that our reader has some knowledge of The Hobbit and The Lord of the Rings, so that we may refer (say) to ‘Bilbo’ or ‘Frodo’ without further explanation. The Silmarillion, as the central work among Tolkien’s writings on Middle-earth, should be as well known, but is not; nonetheless, it has not been feasible to gloss in the Companion and Guide, from entry to entry, every mention of every character or place in the mythology, these being legion. For assistance in this respect, we advise the reader to consult Robert Foster’s invaluable Complete Guide to Middle-earth. It also should be noted that in writing his stories Tolkien sometimes altered the names of characters, places, etc. from text to text, or applied multiple names within a story, e.g. Melko > Melkor > Morgoth, and in our accounts of Tolkien’s fiction we refer to names as he used them in the particular text under discussion.
The titles of several books about Tolkien frequently referred to in the Companion and Guide are abbreviated for convenience:
The Art of The Hobbit by J.R.R. Tolkien, by Wayne G. Hammond and Christina Scull (2011) as Art of The Hobbit.
The Art of The Lord of the Rings by J.R.R. Tolkien by Wayne G. Hammond and Christina Scull (2015) as Art of The Lord of the Rings.
J.R.R. Tolkien: Artist and Illustrator by Wayne G. Hammond and Christina Scull (1995; corrected edn. 1998) as Artist and Illustrator.
J.R.R. Tolkien: A Biography by Humphrey Carpenter (1977) as Biography.
Brothers and Friends: The Diaries of Major Warren Hamilton Lewis, edited by Clyde S. Kilby and Marjorie Lamp Mead (1982) as Brothers and Friends.
J.R.R. Tolkien: A Descriptive Bibliography by Wayne G. Hammond with the assistance of Douglas A. Anderson (1993) as Descriptive Bibliography.
The Inklings: C.S. Lewis, J.R.R. Tolkien, Charles Williams and Their Friends by Humphrey Carpenter (1978) as The Inklings.
J.R.R. Tolkien Encyclopedia: Scholarship and Critical Assessment, edited by Michael D.C. Drout (2006) as J.R.R. Tolkien Encyclopedia.
Letters of J.R.R. Tolkien, selected and edited by Humphrey Carpenter, with the assistance of Christopher Tolkien (1981), as Letters.
J.R.R. Tolkien: Life and Legend by Judith Priestman for the Bodleian Library (1992) as Life and Legend.
Pictures by J.R.R. Tolkien, with a foreword and notes by Christopher Tolkien (1979; 2nd edn. 1992), as Pictures.
The Lord of the Rings: A Reader’s Companion by Wayne G. Hammond and Christina Scull (2005; 3rd edn. 2014) as Reader’s Companion.
The Tolkien Family Album by John and Priscilla Tolkien (1992) as The Tolkien Family Album.
In the Chronology BBC radio broadcast times are given according to the schedule applying to London and the South-east. Also in the Chronology, where the direction See note is given, the reader should consult the section of explanatory or supplemental notes beginning on p. 817.
Although selected cross-references are provided in the main sequence of boldfaced headings in the Reader’s Guide, for full direction to the many names, titles, and topics mentioned in this book the reader is advised to consult the index.
An asterisk (*) before names, titles, words, or phrases in the Chronology indicates that a corresponding entry may be found in the Guide; and in using the Guide, the reader may wish to consult the Chronology for a more detailed view of a particular segment of time. We have also used asterisks in the Reader’s Guide for internal cross-referencing, but selectively – not, for example, applying an asterisk to every instance of the name ‘Oxford’ (the city or the university), only where it seemed potentially most useful.
In general, we have applied the recommendations of the Oxford Style Manual, except where guided by personal bibliographic or typographic taste. Citations within the text are shortened appropriately; full citations are given in the general bibliography (‘Works Consulted’) in the Reader’s Guide. Omissions from quoted matter, except for brief extracts, are indicated by ellipses (…).
As in the original edition of this book, we apologize for typographical errors and inconsistencies of practice or form. We have tried to spot these during writing, revision, and indexing, but in a work of this length and complexity (now even longer and more complex than it was) they seem inevitable. No doubt we will hear about them from readers, and will acknowledge genuine errors and attempt to correct them in the appropriate pages of our website, www.hammondandscull.com.
Unless otherwise stated, the opinions expressed in this book are our own.
*
WE ARE PLEASED to be able to prepare this much revised and enlarged text more than ten years after the first edition of our Companion and Guide. By 2016 stocks of the book were exhausted, and we agreed with our editors at HarperCollins, David Brawn and Chris Smith, who thought that a new edition would be better than a reprint. Because the existing Reader’s Guide was already more than 1,200 pages, and we estimated off the cuff that we would be able to add to it at least 100 pages (in the event, more than 300), it was clear that the new edition would need to expand from two volumes to three, with the Chronology remaining one volume. And because the Chronology itself was long, and would itself grow by more than fifty pages, we needed to move appended material (family trees and bibliographies) previously in the Chronology to the end of the expanded Reader’s Guide.
There was no lack of new material to be considered. In the decade since 2006 at least a standard shelf of new works or new editions of works by Tolkien were published, and at least three shelves of works about him (with no sign of this ceasing anytime soon). And as we reviewed our existing text, we saw that some portions needed to be enlarged, and a few points reconsidered. We also saw that here and there we could improve readability by dividing long paragraphs.
As in 2006, we had to choose not only what to include in our coverage but what to omit. Was an event of sufficient moment? Was a person or place of sufficient importance in Tolkien’s life? No doubt some of our necessarily subjective decisions will seem arbitrary, perhaps even to us once this new edition is in print. We might, for instance, have included a biographical article for Ursula Dronke (née Brown) as we did for Stella Mills, both students of Tolkien, but Mills was demonstrably close to Tolkien and his family, and in the end one has to set some limits, according to one’s judgement at the moment. In any case, we have added a number of articles to the Reader’s Guide, for persons associated with Tolkien, influences and analogues, and concepts such as ‘authorial presence’ and Tolkien’s manner of composition in writing.
