Read the book: «The Essential Jung: Selected Writings»
The Essential Jung
Selected and introduced by
Anthony Storr

Copyright
Harper Press
An Imprint of HarperCollinsPublishers 77–85 Fulham Palace Road Hammersmith, London, W6 8JB
Published, with a revised bibliography, by Fontana Press 1998
First published in Great Britain in 1983 by Fontana Paperbacks as Jung: Selected Writings, part of the Fontana Pocket Readers series. Second Edition 1986
Copyright © C. G. Jung 1983 Introduction copyright © Anthony Storr, 1983
A catalogue record for this book is available from the British Library
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Source ISBN: 9780006530657
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Version: 2014-12-09
Contents
Title Page
Copyright
Note on the Text
Preface
Introduction
Part 1 Jung’s Early Work
From “On the Psychology and Pathology of So-called Occult Phenomena” (1902)
From “School Years” Memories, Dreams, Reflections (1962)
From “Tavistock Lecture II” (1935)
From “A Review of the Complex Theory” (1934)
From “Mental Disease and the Psyche” (1928)
From “On the Psychogenesis of Schizophrenia” (1939)
Part 2 Jung’s Involvement with Freud and His Divergence from Freud’s Theories
“Psychoanalysis and Neurosis” (1916)
From “The Theory of Psychoanalysis” (1913)
From “Sigmund Freud” Memories, Dreams, Reflections (1962)
From “On Psychic Energy” (1928)
Part 3 The Development of the Idea of the Collective Unconscious and of Archetypes
From “Recent Thoughts on Schizophrenia” (1957)
From “The Structure of the Psyche” (1927/31)
From “On the Psychology of the Unconscious” Two Essays on Analytical Psychology (1917/26/43)
From “Confrontation with the Unconscious” Memories, Dreams, Reflections (1962)
From “The Stages of Life” (1930/1)
From “Confrontation with the Unconscious” Memories, Dreams, Reflections (1962)
From “Confrontation with the Unconscious” Memories, Dreams, Reflections (1962)
From “Psychological Aspects of the Mother Archetype” (1938/54)
Part 4 Archetypes: Shadow; Anima; Animus; the Persona; the Old Wise Man
From Psychology and Religion (1938/40)
From “The Shadow” Aion (1951)
From “The Relations between the Ego and the Unconscious” Two Essays on Analytical Psychology (1929)
From “Definitions” Psychological Types (1921)
From “The Relations between the Ego and the Unconscious” Two Essays on Analytical Psychology (1928)
From “The Syzygy: Anima and Animus” Aion (1951)
From “Confrontation with the Unconscious” Memories, Dreams, Reflections (1962)
From “The Relations between the Ego and the Unconscious” Two Essays on Analytical Psychology (1928)
From “The Phenomenology of the Spirit in Fairytales” (1945/8)
Part 5 Psychological Types and the Self-regulating Psyche
“Introduction” Psychological Types (1921)
“Psychological Typology” (1936)
From “On the Psychology of the Unconscious” Two Essays on Analytical Psychology (1917/26/43)
“The Practical Use of Dream-analysis” (1934)
Part 6 The Development of the Individual
“The Development of Personality” (1934)
From “The Aims of Psychotherapy” (1931)
“Conscious, Unconscious, and Individuation” (1939)
From “Commentary on The Secret of the Golden Flower” (1929)
Part 7 Integration, Wholeness, and the Self
From “Confrontation with the Unconscious” Memories, Dreams, Reflections (1962)
“Mandalas” (1955)
From Psychology and Religion (1938/40)
From Psychology and Religion (1938/40)
From “The Work” Memories, Dreams, Reflections (1962)
“Introduction to the Religious and Psychological Problems of Alchemy” Psychology and Alchemy (1944)
From “The Conjunction” Mysterium Coniunctionis (1955/6)
Part 8 Self and Opposites: God and the Problem of Evil
From “Christ, a Symbol of the Self” Aion (1951)
From Answer to Job (1952)
From Answer to Job (1952)
Part 9 “Unus Mundus and Synchronicity
From “Flying Saucers: a Modern Myth of Things Seen in the Skies” (1958)
From “The Conjunction” Mysterium Coniunctionis (1955/6)
From “On the Nature of the Psyche” (1947/54)
From “Synchronicity: an Acausal Connecting Principle” (1952)
From Answer to Job (1952)
From “Flying Saucers: a Modern Myth of Things Seen in Skies” (1958)
From letter to Father Victor White (10 April 1954)
Part 10 Man and His Future
“The Undiscovered Self (Present and Future)” (1957)
Chronology of Jung’s Life and Work
Keep Reading
Glossary
Bibliography
About the Author
Index
About the Publisher
Note on the Text
Bibliographical details of the works from which I have taken extracts – Collected Works (CW), Memories, Dreams, Reflections (MDR), Septem Sermones ad Mortuos, The Freud/Jung Letters and Letters – are given on pages 434–5. English and American page or paragraph numbering diverges only in the case of MDR; when quoting from this book I have given the English hardback edition’s pages followed by those of the American edition.
I have been selective about my inclusion of footnotes, keeping those of Jung’s which illuminate the text or which refer to sources of interest to the non-specialist reader, but omitting his and his editors’ references to works which, particularly in the case of the alchemical volumes, are unobtainable by all but the most dedicated scholars. Where editors’ notes have been retained, they are within square brackets. I have used the bibliographies contained in CW to fill out Jung’s footnotes where appropriate.
Preface
Throughout his long life, C. G. Jung was a prolific writer, so that his Collected Works run to no less than eighteen large volumes. In addition, there are two volumes of his letters, a separate volume of his correspondence with Freud, and his autobiography, Memories, Dreams, Reflections. Comparatively few people are prepared to read the whole corpus of this material; but many might welcome the opportunity to become acquainted with Jung’s thought as he himself expounded it. This book is an attempt to distil the essential features of Jung’s psychology as it developed during the course of his life by means of extracts from his own writings. Since Jung’s way of thinking may be unfamiliar to contemporary readers, I have summarized the main features of his thought in an introduction; and I have prefaced the extracts which I have chosen with brief explanatory remarks. But, so far as is possible, I have let Jung present his ideas in his own words. My purpose has been exposition, not criticism; and it must not be assumed that I personally subscribe to everything that Jung wrote.
Anthony Storr
Introduction
Carl Gustav Jung was born on 26 July 1875 and died on 6 June 1961. The greater part of his early childhood was spent at Klein-Hüningen, near Basel, to which his family moved in 1879. Jung attended the local school from the age of six, and, in his eleventh year, was transferred to the Gymnasium in Basel. From here, he went on to study medicine at the University of Basel during the years 1895–1900. Concurrently, he read extensively in the fields of philosophy and theology.
In 1900, he moved to Zurich where he became an assistant physician to Eugen Bleuler at the Burghölzli mental hospital. He was later promoted to Senior Staff Physician. In 1902–3, he spent a term at the Salpêtrière in Paris in order to study psychopathology with Pierre Janet. During these first years in psychiatry, he wrote his MD dissertation, “On the Psychology and Pathology of So-called Occult Phenomena”; undertook experimental work in word association; and, in 1903, married Emma Rauschenbach, by whom he had a son and four daughters. In 1905, he was appointed a lecturer in the University of Zurich.
In 1907, Jung published a pioneering book on schizophrenia, The Psychology of Dementia Praecox, which he sent to Freud. This led to a meeting between the two men in Vienna, and to a close association between them which lasted until 1913. In 1909, Jung, in company with Freud and Ferenczi, paid his first visit to the USA, where he lectured on word-association experiments and received an honorary degree from Clark University, in Massachusetts. In the same year, Jung gave up his post at the Burghölzli in favour of his growing private practice which he conducted in his own house at Küsnacht on the Lake of Zurich. Although he travelled in various parts of the world and paid frequent visits to his country retreat in Bollingen, which was also on the Lake of Zurich, Jung continued to practise and to write in the same house in Küsnacht until his death in 1961. His last piece of writing was completed only ten days before he died.
Jung’s earliest work and his later writings have more in common than is generally supposed. They are linked by the theme that mental illness is characterized by disunity of the personality, whilst mental health is manifested by unity. Jung’s first study was conducted on a 15½-year-old girl who, claiming to be a medium, said that she was “controlled” by a variety of different personalities, which Jung interpreted as personifications of various unconscious parts of herself. Before Freud’s concept of repression became widely employed, the term used to describe such phenomena was “dissociation”; and Jung, who at that time was as much influenced by Janet, with whom he had studied, as he was by Freud, whom he had only read, continued to think of personality as being capable of dissociation into a number of subsidiary personalities, any of which could temporarily “take over.” Although Jung accepted the idea of repression in the Freudian sense of making the unacceptable unconscious, and thus inaccessible, he continued to think and write in terms of subsidiary, dissociated personalities, and it is important to bear this in mind when approaching his work. In hysteria, for example, the patient might behave as if she were two or more different persons, who were sometimes given different names and who had no cognizance of each other. Dissociation was a splitting of the personality in which the right hand did not know what the left was doing; and it followed that cure of this type of neurosis depended upon making the divided selves conscious of each other and thus creating a new unity. In schizophrenia, the personality appeared fragmented into many parts, rather than into two or three as in hysteria. Moreover, whereas the hysteric retained contact with reality by means of that part of the personality which was already being called the “ego,” the schizophrenic lost contact with reality because the ego was overwhelmed by irruptions from the unconscious and became only one “voice” amongst many.
Jung’s next group of studies was based upon the word-association test. A list of a hundred words is read out, and the subject is asked to respond to each with the first word that occurs to him. By timing the interval between stimulus and response, it becomes possible to show that, unknown to themselves, subjects are influenced by words which arouse emotion and slow down their responses. Often, groups of words were linked around a theme; and to such a collection of associations, Jung applied the word “complex,” a term which he introduced into psychology. He regarded complexes as similar to, but lesser than, the subsidiary personalities referred to above. These experiments were important in that they demonstrated objectively, in ways which could be measured, the dynamic effects of unconscious mental contents. They will also remind the reader that Jung was trained in the natural sciences and had an accurate grasp of scientific method, although his later interests drew him into fields where scientific method cannot easily be applied.
Although Freud’s writings were being eagerly discussed by the younger generation when Jung was working at the Burghölzli, psychiatry was dominated by German phenomenology. Psychiatrists were content to describe their patients’ symptoms and behaviour, and to fit them into diagnostic categories, without attempting to understand them as individuals. Jung, by applying psychoanalytic ideas to the study of delusions and hallucinations, was able to demonstrate that such phenomena, hitherto dismissed as incomprehensible, could sometimes be shown to have a psychological origin and meaning. Jung remained keenly interested in schizophrenia, and was one of the first psychiatrists to attempt psychoanalytic treatment of the psychotic.
Jung was never dogmatic as to a single “cause” of schizophrenia, although he inclined to the belief that a psychological, rather than a physical, origin was probable. He was also modest in his therapeutic claims, recognizing that only a limited number of cases responded to analysis, and that partial alleviation was more common than cure. Jung considered that there were many schizophrenics who never came near a mental hospital. If such people consulted him, he was cautious and sometimes dismissed them without attempting psychotherapy. Jung was one of the first to recognize that a psychotic episode could be precipitated by analysis.
It was Jung’s intimate acquaintance with the phenomena of schizophrenia which led him to postulate a “collective” unconscious. He found that delusions and hallucinations, which often seemed to be variations on similar themes, could seldom be entirely explained as products of the patient’s personal history. Jung’s extensive knowledge of comparative religion and of mythology led him to detect parallels with psychotic material which argued a common source: a myth-producing level of mind which was common to all men.
Jung described the collective unconscious as consisting of mythological motifs or primordial images to which he gave the name “archetypes.” Archetypes are not inborn ideas, but “typical forms of behaviour which, once they become conscious, naturally present themselves as ideas and images, like everything else that becomes a content of consciousness.” (CW 8, par. 435) Archetypes have an organizing influence on images and ideas. Archetypes are not themselves conscious, but seem to be like underlying ground themes upon which conscious manifestations are sets of variations. Their presence is felt as “numinous”; that is, of profound spiritual significance. Jung wrote:
All the most powerful ideas in history go back to archetypes. This is particularly true of religious ideas, but the central concepts of science, philosophy and ethics are no exception to this rule. In their present form they are variants of archetypal ideas, created by consciously applying and adapting these ideas to reality. For it is the function of consciousness not only to recognize and assimilate the external world through the gateway of the senses, but to translate into visible reality the world within us. [CW 8, par. 342]
Examples of archetypes as images of ideas are given in extracts which follow.
It was also Jung’s study of schizophrenia which led him to formulate a different, and more general, view of psychic energy from that of Freud. Freud believed that schizophrenia, in common with other mental disturbances, was due to repression of sexuality and withdrawal of erotic interest from objects in the external world into the inner world of the subject. Jung considered that contact with the external world was maintained in other ways beside the sexual; and that the loss of contact with reality characteristic of schizophrenia could not be attributed to sexual withdrawal alone. Because of this, he came to use the term “libido” for psychic energy in general, without limiting it to sexuality.
While Jung was still at the Burghölzli, his private practice was also growing, so that he became as familiar with the various types of neurosis as he was with schizophrenia and the other psychoses. His divergence from Freud became wider. Freud believed that neurosis invariably originated in early childhood, and that the incestuous fantasies and desires connected with the Oedipus complex were central factors. (Freud made an exception in the case of so-called “traumatic” neurosis; but this did not form a main part of his theory.) Jung thought that the cause of neurosis usually lay in the present; and that the infantile fantasies which Freud unearthed were secondary phenomena. When the natural course of a man’s development through life was held up, either by misfortune or by his failure to face life’s obligations, his libido became turned in upon himself and reactivated the attitudes and feelings of childhood which would normally have been left behind him. Jung believed that there was a natural and proper path of development for each individual; and that neurosis might actually be a valuable signal which indicated when, through intellectual arrogance, a false set of values or an evasion of responsibilities, a person was straying too far from his own true path. Neurotic symptoms, therefore, might be compensatory; part of a self-regulating mechanism whose aim was the achievement of a better balance within the psyche. Jung sometimes said of an individual: “Thank God, he became neurotic!” Just as pain might make a man realize that there was something wrong with his body, so neurotic symptoms could draw attention to psychological problems of which the individual was unaware.
The idea of self-regulation runs right through the whole of Jung’s scheme of how the mind works, and largely accounts for his view of dreams. Freud considered that the majority of dreams had as their core an unacceptable wish which was striving, in the dream, to find indirect expression. He believed that the “manifest content” of a dream was merely a cloak concealing the “latent content,” which was generally some repressed sexual desire of an infantile kind. Jung, on the other hand, regarded dreams as communications from the unconscious. Dreams might be couched in symbolic language which was hard to understand; but they were not necessarily concerned with wishes, nor ways of concealing the unacceptable. Most commonly, dreams were compensatory to the conscious point of view; expressions of aspects of the individual which were neglected or unrealized; or, like neurotic symptoms, warnings of divergence from the individual’s proper path. Dreams from the collective level might sometimes be visions of vast significance, quite outside the range of conscious contrivance.
The idea of compensation and self-regulation also became linked with Jung’s classification of “psychological types.” It was Jung who introduced the terms “extravert” and “introvert” into psychology. Jung’s observation of the very different ways in which Freud, Adler and he himself approached the same psychological material led him to postulate that individuals adopted differing habitual attitudes toward life which determined their interpretation of experience. The extravert’s bias was toward the external world; the introvert’s, toward the inner world of the psyche. Jung later proposed that the psyche operated by means of four functions: thinking, feeling, sensation and intuition. Any one of these functions could also be predominant in an individual’s way of dealing with experience. For example, a man could be an introverted thinker or an extraverted intuitive or an introverted feeling type. The eight possible types are vividly described in volume 6 of the Collected Works, Psychological Types.
Compensation and self-regulation are integral parts of this type theory. Jung considered that habitual attitudes were nearly always carried too far, so that the thinker neglected his feelings, while the intuitive paid too little attention to the facts given by sensation. Introverts were caught up in their inner worlds; while extraverts lost themselves in the press of events. In Western man, because of the achievements of his culture, there was an especial tendency toward intellectual hubris; an overvaluation of thinking which could alienate a man from his emotional roots. Neurotic symptoms, dreams and other manifestations of the unconscious were often expressions of the “other side” trying to assert itself. There was, therefore, within every individual, a striving toward unity in which divisions would be replaced by consistency, opposites equally balanced, consciousness in reciprocal relation with the unconscious. Jung affirmed that personality was manifested by “definiteness, wholeness and ripeness”. (CW 17, par. 288) He considered personality to be an achievement, not something given. Moreover, it was essentially an achievement of the second half of life. In the first half of life, a person is, and should be, concerned with emancipating himself from parents and with establishing himself in the world as spouse, parent and effective contributor. In the modern world, especially, a certain one-sidedness might be needed to fulfil these conventional demands; but, once a person had done so, then he could and should look inwards. Jung called the journey toward wholeness the “process of individuation,” and it is toward the study of this process that the thrust of his later work is directed.
Jung’s later writings are much concerned with alchemy. Although the ostensible purpose of alchemy was to find a way of changing base metals into gold, the early alchemists “sought not only to make gold, but to perfect everything in its own nature” (F. Sherwood Taylor, The Alchemists, London: Heinemann, 1951, p. 3). Moreover they linked change in matter with change in man, so that the alchemical “work” aimed at perfecting matter was, at the same time, a psychological process aimed at perfecting man. Some of the alchemists undoubtedly thought of their work as a meditative development of the inner personality; and this is why their writings appealed to Jung, who found parallels between the series of changes described by the alchemists and the process of individuation which he observed taking place within his patients. Individuation is essentially a spiritual journey. “Only the man who can consciously assent to the power of the inner voice becomes a personality.” (CW 17, par. 308) By paying attention to the voice within, the individual achieves a new synthesis between conscious and unconscious, a sense of calm acceptance and detachment, and a realization of the meaning of life.
If the unconscious can be recognized as a co-determining factor along with consciousness, and if we can live in such a way that conscious and unconscious demands are taken into account as far as possible, then the centre of gravity of the total personality shifts its position. It is then no longer in the ego, which is merely the centre of consciousness, but in the hypothetical point between conscious and unconscious. This new centre might be called the self. [CW 13, par. 67]
Jung found that the new centre expressed itself in quaternity symbols and circular structures which he called “mandalas,” the Sanskrit name applied to images of this kind which, in the East, are used for meditation. Mandalas symbolize an integrating factor. In cases where consciousness is confused, mandalas may appear as compensatory attempts at self-healing by imposing an ordered structure. The self, of which the mandala is a symbol, is the archetype of unity and totality. Jung believed that this archetype was the underlying reality manifesting itself in the various systems of monotheism. The self, therefore, is the God within; and the individual, in seeking self-realization and unity, becomes the means through which “God seeks his goal.” (CW 10, par. 588) By fulfilling his own highest potential, the individual is not only realizing the meaning of life, but also fulfilling God’s will.
Jung believed that only exceptional individuals reached the peaks of individual development. Individuation means parting company with the crowd; and this at first accentuates loneliness, and may seem alarming. Most human beings are content to remain safely with the majority, conforming to the conventions and beliefs shared by members of their family, church or political party. But exceptional individuals are impelled by their inner nature to seek their own path; and, although human psyches, like human bodies, share a basic structure, the individual psyche is “an endlessly varied recombination of age-old components”. (MDR, p. 223/235) Jung continued to affirm that the highest ideals and values were carried by the individual, never by an ideology or the State.
Jung’s major contribution to psychology, therefore, lies in the field of adult development. Freud and his followers were primarily interested in the earliest development of the young child, since they considered that the majority of neuroses originated in the first five years of life. Freudian analysis had as its aim the reconstruction and recall of the patient’s earliest years. It was assumed that, when the repressed, infantile material had been made conscious, the patient would become free of the malign effects of his childhood and lose the neurotic symptoms which were its consequence. Freudian analysis, therefore, was, and is, primarily orientated toward the patient’s past.
Jung, of course, was well aware of the importance of early childhood in determining personality development. Indeed, in cases in which it was clear that the patient’s primary problem was emancipating himself from the influence of home and parents, Jung advocated proceeding along Freudian or Adlerian lines. But Jung was inclined to leave such analyses to others. The patients who interested him were those who had already freed themselves from the past sufficiently to become established in their own right; who were often successful in worldly terms; but who, in the mid-period of their lives, found that the world had become stale and unprofitable. Such people were seeking a meaning to their lives; and Jung’s aim was to guide them along the path of individuation. Jungian analysis, therefore, was, and is, primarily orientated toward the patient’s future.
The quest for a new synthesis of personality involves taking into account those parts of the whole which have been neglected. As pointed out above, Jung found that those who consulted him because of the emptiness of their lives were one-sided in their development: too much identified with their predominant attitude and function. Since everyone has both an extraverted and an introverted potential, and also needs all four functions (thinking, feeling, sensation and intuition) if he is to live life fully, it follows that one task of analysis is to help the patient become aware of neglected aspects of his personality. Such aspects appear in dreams; and the study of dreams became even more important in Jungian analysis than in its Freudian counterpart.
Another technique developed by Jung was that of “active imagination.” Jung encouraged his patients to enter a state of reverie in which judgment was suspended but consciousness preserved. They were then enjoined to note what fantasies occurred to them, and to let these fantasies go their own way without interference. Jung encouraged his patients to draw and paint their fantasies, finding that this technique both helped the patient to rediscover hidden parts of himself and also portrayed the psychological journey upon which he was embarked. Jung was the first analyst to supplement verbal exchange in this way; and the increasing use of painting, modelling and music in therapy bears witness to Jung’s prescience.
In times when so much importance is attributed to good or bad interpersonal relationships as determinants of mental health or illness, Jung’s concentration upon the individual’s relations with the different parts of his own psyche may seem puzzling. Jung was well aware of the importance of interpersonal relationships, but believed that it was only when the individual had come to terms with himself that satisfactory relationships with others could be achieved. Jung wrote: “Companionship thrives only when each individual remembers his individuality and does not identify himself with others.” (MDR, p. 328/356)
Individuation is not the same as individualism, “which is essentially no more than a morbid reaction against an equally futile collectivism. In contrast to all this, the natural process of individuation brings to birth a consciousness of human community precisely because it makes us aware of the unconscious, which unites and is common to all mankind.” (CW 16, par. 227)
Although Jung claimed that what he discovered were facts which anyone else who adopted the same technique would confirm, he was also aware that subjective factors were bound to influence his point of view. “Philosophical criticism has helped me to see that every psychology – my own included – has the character of a subjective confession … Even when I am dealing with empirical data I am necessarily speaking about myself.” (CW 4, par. 774) It may be helpful to glance at some of the influences which contributed to Jung’s particular viewpoint.
For the first nine years of his life, Jung remained an only child who lived primarily in his imagination and who spent much of his time in solitary play. When he first went to school, he found that, in trying to adapt to his rural companions, he tended to become alienated from himself, as sensitive and imaginative people often do when trying too hard to “fit in.” It became important to him to preserve his inner imaginative world from intrusion. In his autobiography, he describes various secret rituals by means of which he kept contact with his inner world and shielded it from others. In the “Late Thoughts” which form part of his autobiography, Jung wrote: “There is no better means of intensifying the treasured feeling of individuality than the possession of a secret which the individual is pledged to guard.” (MDR, p. 315/342) In the last chapter of the same book, he wrote: “As a child I felt myself to be alone, and I am still, because I know things and must hint at things which others apparently know nothing of, and for the most part do not want to know.” (MDR, p. 327/356) Jung’s childhood discovery of the vital importance of remaining in touch with the inner world is one factor accounting for his emphasis on healing and the growth of personality as essentially an inner process, concentrating upon the individual’s relation with the various aspects of his own psyche, rather than upon his relationships with other human beings.
From his earliest years, Jung was exposed to a great deal of discussion of religious matters. His father was a minister in the Swiss Reformed Church; two of his uncles were parsons; and there were no less than six parsons in his mother’s family. Very early in his life, so Jung records, he experienced dreams and visions of a religious kind which convinced him not only that religious experience was a personal matter which might have little to do with established creeds, but also that God had a “dark” side which did not accord with the conventional Christian image of an ever-loving father. His own father was content to promulgate the teachings of his church, though Jung came to question the genuineness of his faith. He was unable, or unwilling, to discuss the doubts with which his more gifted son confronted him. Jung, therefore, found himself in the position of being unable to subscribe to the faith in which he had been reared, while at the same time continuing to think that individuals could neither be happy nor healthy unless they acknowledged their dependence upon some higher power than that of the ego. Jung himself became one of those exceptional individuals who so much interested him as patients: individuals who were compelled by their own natures to strike out on their own, abandon conventional beliefs and find what they were seeking within their own psyches. Although Jung continued to profess allegiance to what he called “the extreme left wing of Protestantism,” his religious ideas became so unconventional that he gave offence to both Catholic and Protestant theologians, although some from both camps continued to find value in what Jung had to say.
Another important factor determining Jung’s psychological standpoint was the period of mental upheaval through which he passed in the years of the First World War, just after his break with Freud. Although, as we shall see, Jung was never a disciple of Freud, and had carried out a good deal of original work before he had even met him, Freud was a powerful influence, and separating from him was extremely painful. It was because Jung felt that he had to be true to his own inner voice that the break occurred; for Freud’s tolerance of any divergence from the “truths” which he believed he had discovered was limited. At the time of parting, Jung was thirty-eight. Jung’s insistence that the mid-life period was a turning point in psychological development took origin from his own experience.
Like many solitary thinkers, Jung was always an avid reader, and, while still an adolescent, plunged into Kant and Schopenhauer. The latter’s sombre view especially appealed to him. “Here at last was a philosopher who had the courage to see that all was not for the best in the fundaments of the universe.” (MDR, p. 76/69) Although there are profound differences between Jung’s thought and that of Schopenhauer, there are also striking similarities. Schopenhauer considered that individuals were the embodiments of an underlying Will which was outside space and time. Jung begins his autobiography by writing: “My life is a story of the self-realization of the unconscious.” (MDR, p. 17/3) Schopenhauer considered that the very notion of individuality, the principium individuationis, is dependent on the human, subjective categories of space and time which force us to be conscious of individual objects, and prevent us from seeing the original unity of the Will of which individuals are a manifestation. Jung also believed that there was a realm outside space and time from which individuals become differentiated. Borrowing the Gnostic term, he referred to this spiritual realm transcending consciousness as the pleroma. “We are distinguished from the pleroma in our essence … which is confined within time and space.” Septem Sermones ad Mortuos, I) Whereas in the pleroma all is one and there is no differentiation between opposites like good and evil, light and darkness, time and space, or force and matter, the principium individuationis compels distinctiveness which is the essential characteristic of individuals. Whereas Schopenhauer’s philosophy is governed by the ideal of deliverance from the bonds of individuality by means of self-denial and asceticism (an ideal which Schopenhauer himself was far from realizing), Jung’s philosophy is ruled by the idea of affirmation of individuality. A man who understands and comes to terms with the different aspects of his inner being is enabled to live life more completely. Jung was also influenced by Nietzsche, who was a passionate individualist; but, whereas Nietzsche stated that God was dead, Jung rediscovered God as a guiding principle of unity within the depths of the individual psyche.
Jung’s belief in the ultimate unity of all existence led him to suppose that physical and mental, as well as spatial and temporal, were human categories imposed upon reality which did not accurately reflect it. Human beings, because of the nature of thought and language, are bound to categorize things as opposites; that is, all human statements are antinomian. But these opposites may, in fact, be facets of the same reality. Through his collaboration with the physicist Wolfgang Pauli, Jung came to believe that the physicist’s investigation of matter and the psychologist’s investigation of the depths of the psyche might be different ways of approaching the same underlying reality. It had long been recognized that analytical psychology could never be wholly “objective,” since the observer was bound to exert an effect on what he was observing by the fact of paying it attention. But the same point had also been reached in modern physics. At the subatomic level, it was recognized that it was impossible to determine a particle’s momentum and its velocity at the same time. Moreover, the constituents of matter could be considered to behave as waves or particles, depending on the choice of the observer. Physicists came to realize that it was possible to look at one and the same event through two different frames of reference which, though mutually exclusive, were nevertheless complementary. The Principle of Complementarity, which became a cornerstone of modern physics, could also be applied to the mind-body problem. Perhaps mind and body were simply different aspects of a single reality as viewed through different frames of reference.
Jung claimed that there were “sufficient reasons” for believing that “the psychic lies embedded in something that appears to be of a nonpsychic nature.” (CW 8, par. 437) Jung came to think of archetypes as existing in this reality outside space and time, but manifesting themselves in the individual psyche as organizers. “Archetypes, so far as we can observe and explain them at all, manifest themselves only through their ability to organize images and ideas, and this is always an unconscious process which cannot be detected until afterwards. By assimilating material whose provenance in the phenomenal world is not to be contested, they become visible and psychic.” (CW 8, par. 440) One reason why Jung thought of archetypes as existing outside space and time was that he believed them responsible for what he called “meaningful coincidences,” of which examples are given in the extracts which follow. Throughout his life, Jung had been impressed by clusters of significant events occurring together, and by the fact that these events might be physical as well as mental. The physical death of one individual, for example, might coincide with a disturbing dream referring to that death in the mind of another. Jung felt that such coincidences, which he considered “relatively common,” demanded an explanatory principle in addition to causality. This principle he named synchronicity. Once again, Jung seems to have been influenced by Schopenhauer, who had postulated a link between simultaneous events which were causally unconnected. Jung’s idea was that synchronicity was based on a universal order of meaning, complementary to causality. He thought that synchronistic phenomena were connected with archetypes which he referred to as psychoid factors of the collective unconscious, meaning by this that archetypes were neither physical nor mental but partaking of both realms, and able, therefore, to manifest themselves both physically and mentally simultaneously. Jung refers to the case of Swedenborg, who experienced a vision of a fire in Stockholm at the same time as an actual fire was raging. Jung considered that some change in Swedenborg’s state of mind gave him temporary access to “absolute knowledge”; to an area in which the limits of space and time are transcended. Jung believed that causeless events were creative acts “as the continuous creation of a pattern that exists from all eternity, repeats itself sporadically, and is not derivable from any known antecedents.” (CW 8, par. 967) The recognition of patterns of order affects human beings as meaning.
In Jung’s view, changes in the collective unconscious, which might take centuries to complete themselves, were responsible for alterations in the way in which men viewed the world and thought about themselves. The decline in conventional Christian belief, for example, is related to the fact that the Christ-image, which excludes both evil and the feminine, can no longer symbolize wholeness for modern man. It was only in 1950 that the Pope proclaimed the Assumption of the Virgin Mary as part of divine revelation. Jung considered this as a significant step toward incorporating femininity into the image of the divine, and pointed out that the impulse to do this did not come from the ecclesiastical authorities but from the Catholic masses “who have insisted more and more vehemently on this development. Their insistence is, at bottom, the urge of the archetype to realize itself” (CW 9 ii, par. 142) and it took many years for this to be accomplished.
I hope that this brief introduction to Jung’s thought will make it easier for the reader to find his way through the extracts which follow. Some may find Jung’s later writings difficult or antipathetic; but Jung’s valuable contributions to psychotherapy and to the understanding of individuals can be appreciated without subscribing to the whole of his system of belief.
Part 1. Jung’s Early Work
Jung began his career in psychiatry in December 1900, when he was appointed as an assistant physician at the Burghölzli mental hospital in Zurich. Breuer and Freud had published their Studies on Hysteria in 1895; and Freud’s The Interpretation of Dreams had appeared in November 1899. But psychiatrists were still fascinated by the researches of Janet and Morton Prince into cases of “multiple personality,” and it was this phenomenon which inspired Jung’s first published work: his dissertation for his medical degree, “On the Psychology and Pathology of So-called Occult Phenomena.” This was based on his observations during seances of a 15½-year-old cousin, Hélène Preiswerk (called S. W. in the paper), who was reputedly a medium. She claimed to be controlled by a variety of spirits, varying from her grandfather, who was deeply serious, to a figure called Ulrich von Gerbenstein, who was flirtatious and frivolous. Jung interpreted these various figures as “unconscious personalities.”
From “On the Psychology and Pathology of So-called Occult Phenomena” CW 1, par. 77
In our account of S. W.’s case, the following condition was indicated by the term “semi-somnambulism”: For some time before and after the actual somnambulistic attack the patient found herself in a state whose most salient feature can best be described as “preoccupation”. She lent only half an ear to the conversation around her, answered absent-mindedly, frequently lost herself in all manner of hallucinations; her face was solemn, her look ecstatic, visionary, ardent. Closer observation revealed a far-reaching alteration of her entire character. She was now grave, dignified; when she spoke, the theme was always an extremely serious one. In this state she could talk so seriously, so forcefully and convincingly, that one almost had to ask oneself: Is this really a girl of 15½? One had the impression that a mature woman was being acted with considerable dramatic talent.
Jung goes on to compare S. W. with a case of Janet’s.
CW 1, pars. 92–3
Janet conducted the following conversation with the subconscious of Lucie, who, meanwhile, was engaged in conversation with another observer:
[Janet asks:] Do you hear me? [Lucie answers, in automatic writing:] No.
But one has to hear in order to answer. – Absolutely.
Then how do you do it?-I don’t know.
There must be someone who hears me. – Yes.
Who is it? – Somebody besides Lucie.
All right. Somebody else. Shall we give the other person a name? – No.
Yes, it will be more convenient. – All right. Adrienne.
Well, Adrienne, do you hear me? – Yes.
One can see from these extracts how the unconscious personality builds itself up: it owes its existence simply to suggestive questions which strike an answering chord in the medium’s own disposition. This disposition can be explained by the disaggregation of psychic complexes, and the feeling of strangeness evoked by these automatisms assists the process as soon as conscious attention is directed to the automatic act. Binet remarks on this experiment of Janet’s: “Nevertheless it should be carefully noted that if the personality of ‘Adrienne’ could be created, it was because the suggestion encountered a psychological possibility; in other words, disaggregated phenomena were existing there apart from the normal consciousness of the subject.”* The individualization of the subconscious is always a great step forward and has enormous suggestive influence on further development of the automatisms. The formation of unconscious personalities in our case must also be regarded in this light.
Returning to his own case, Jung discusses the “Origin of the Unconscious Personalities.”
CW 1, pars. 132–3
As we have seen, the various personalities are grouped round two types, the grandfather and Ulrich von Gerbenstein. The grandfather produces nothing but sanctimonious twaddle and edifying moral precepts. Ulrich von Gerbenstein is simply a silly schoolgirl, with nothing masculine about him except his name. We must here add, from the anamnesis, that the patient was confirmed at the age of fifteen by a very pietistic clergyman, and that even at home she had to listen to moral sermons. The grandfather represents this side of her past, Gerbenstein the other half; hence the curious contrast. So here we have, personified, the chief characters of the past: here the compulsorily educated bigot, there the boisterousness of a lively girl of fifteen who often goes too far. The patient herself is a peculiar mixture of both; sometimes timid, shy, excessively reserved, at other times boisterous to the point of indecency. She is often painfully conscious of these contrasts. This gives us the key to the origin of the two subconscious personalities. The patient is obviously seeking a middle way between two extremes; she endeavours to repress them and strives for a more ideal state. These strivings lead to the adolescent dream of the ideal Ivenes, beside whom the unrefined aspects of her character fade into the background. They are not lost; but as repressed thoughts, analogous to the idea of Ivenes, they begin to lead an independent existence as autonomous personalities.
This behaviour calls to mind Freud’s dream investigations, which disclose the independent growth of repressed thoughts.
The idea that personality was not a unity, but might contain subsidiary personalities was familiar to Jung from his own experience, since he records his surprise, at the age of twelve, at finding that he himself was two different persons.
From “School Years” MDR, pp. 44–6/33–4
Around this time I was invited to spend the holidays with friends of the family who had a house on Lake Lucerne. To my delight the house was situated right on the lake, and there was a boat-house and a rowing boat. My host allowed his son and me to use the boat, although we were sternly warned not to be reckless. Unfortunately I also knew how to steer a Waidling (a boat of the gondola type) – that is to say, standing. At home we had such a punt, in which we had tried out every imaginable trick. The first thing I did, therefore, was to take my stand on the stern seat and with one oar push off into the lake. That was too much for the anxious master of the house. He whistled us back and gave me a first-class dressing-down. I was thoroughly crestfallen but had to admit that I had done exactly what he had said not to, and that his lecture was quite justified. At the same time I was seized with rage that this fat, ignorant boor should dare to insult ME. This ME was not only grown up, but important, an authority, a person with office and dignity, an old man, an object of respect and awe. Yet the contrast with reality was so grotesque that in the midst of my fury I suddenly stopped myself, for the question rose to my lips: “Who in the world are you, anyway? You are reacting as though you were the devil only knows how important! And yet you know he is perfectly right. You are barely twelve years old, a schoolboy, and he is a father and a rich, powerful man besides, who owns two houses and several splendid horses.”
Then, to my intense confusion, it occurred to me that I was actually two different persons. One of them was the schoolboy who could not grasp algebra and was far from sure of himself; the other was important, a high authority, a man not to be trifled with, as powerful and influential as this manufacturer. This “Other” was an old man who lived in the eighteenth century, wore buckled shoes and a white wig and went driving in a fly with high, concave rear wheels between which the box was suspended on springs and leather straps.
This notion sprang from a curious experience I had had. When we were living in Klein-Hüningen an ancient green carriage from the Black Forest drove past our house one day. It was truly an antique, looking exactly as if it had come straight out of the eighteenth century. When I saw it, I felt with great excitement: “That’s it! Sure enough, that comes from my times.” It was as though I had recognized it because it was the same type as the one I had driven in myself. Then came a curious sentiment écoeurant, as though someone had stolen something from me, or as though I had been cheated – cheated out of my beloved past. The carriage was a relic of those times! I cannot describe what was happening in me or what it was that affected me so strongly: a longing, a nostalgia, or a recognition that kept saying “Yes, that’s how it was! Yes, that’s how it was!”
When Jung began work at the Burghölzli mental hospital, word-association tests were used as a means of studying the way in which mental contents are linked together by similarity, contrast or contiguity in space and time. Jung transformed their use into a tool for investigating emotional preoccupations; and his researches led him to formulate the notion of the “complex,” a term which he introduced.
From “Tavistock Lecture II” CW 18, pars. 97–106
First of all I want to say something about word-association tests. To many of you perhaps these seem old-fashioned, but since they are still being used I have to refer to them. I use this test now not with patients but with criminal cases.
The experiment is made – I am repeating well-known things – with a list of say a hundred words. You instruct the test person to react with the first word that comes into his mind as quickly as possible after having heard and understood the stimulus word. When you have made sure that the test person has understood what you mean you start the experiment. You mark the time of each reaction with a stop-watch. When you have finished the hundred words you do another experiment. You repeat the stimulus words and the test person has to reproduce his former answers. In certain places his memory fails and reproduction becomes uncertain or faulty. These mistakes are important.
Originally the experiment was not meant for its present application at all; it was intended to be used for the study of mental association. That was of course a most Utopian idea. One can study nothing of the sort by such primitive means. But you can study something else when the experiment fails, when people make mistakes. You ask a simple word that a child can answer, and a highly intelligent person cannot reply. Why? That word has hit on what I call a complex, a conglomeration of psychic contents characterized by a peculiar or perhaps painful feeling-tone, something that is usually hidden from sight. It is as though a projectile struck through the thick layer of the persona into the dark layer. For instance, somebody with a money complex will be hit when you say: “To buy,” “to pay,” or “money.” That is a disturbance of reaction.
We have about twelve or more categories of disturbance and I will mention a few of them so that you will get an idea of their practical value. The prolongation of the reaction time is of the greatest practical importance. You decide whether the reaction time is too long by taking the average mean of the reaction times of the test person. Other characteristic disturbances are: reaction with more than one word, against the instructions; mistakes in reproduction of the word; reaction expressed by facial expression, laughing, movement of the hands or feet or body, coughing, stammering, and such things; insufficient reactions like “yes” or “no”; not reacting to the real meaning of the stimulus word; habitual use of the same words; use of foreign languages – of which there is not a great danger in England, though with us it is a great nuisance; defective reproduction, when memory begins to fail in the reproduction experiment; total lack of reaction.
All these reactions are beyond the control of the will. If you submit to the experiment you are done for, and if you do not submit to it you are done for too, because one knows why you are unwilling to do so. If you put it to a criminal he can refuse, and that is fatal because one knows why he refuses. If he gives in he hangs himself. In Zurich I am called in by the Court when they have a difficult case; I am the last straw.
The results of the association test can be illustrated very neatly by a diagram (Figure 5). The height of the columns represents the actual reaction time of the test person. The dotted horizontal line represents the average mean of reaction times. The unshaded columns are those reactions which show no signs of disturbance. The shaded columns show disturbed reactions. In reactions 7, 8, 9, 10, you observe for instance a whole series of disturbances: the stimulus word at 7 was a critical one, and without the test person noticing it at all three subsequent reaction times are overlong on account of the perseveration of the reaction to the stimulus word. The test person was quite unconscious of the fact that he had an emotion. Reaction 13 shows an isolated disturbance, and in 16–20 the result is again a whole series of disturbances. The strongest disturbances are in reactions 18 and 19. In this particular case we have to do with a so-called intensification of sensitiveness through the sensitizing effect of an unconscious emotion: when a critical stimulus word has aroused a perseverating emotional reaction, and when the next critical stimulus word happens to occur within the range of that perseveration, then it is apt to produce a greater effect than it would have been expected to produce if it had occurred in a series of indifferent associations. This is called the sensitizing effect of a perseverating emotion.

Figure 5. Association Test
In dealing with criminal cases we can make use of the sensitizing effect, and then we arrange the critical stimulus words in such a way that they occur more or less within the presumable range of perseveration. This can be done in order to increase the effect of critical stimulus words. With a suspected culprit as a test person, the critical stimulus words are words which have a direct bearing upon the crime.
The test person for Figure 5 was a man about 35, a decent individual, one of my normal test persons. I had of course to experiment with a great number of normal people before I could draw conclusions from pathological material. If you want to know what it was that disturbed this man, you simply have to read the words that caused the disturbances and fit them together. Then you get a nice story. I will tell you exactly what it was.
To begin with, it was the word knife that caused four disturbed reactions. The next disturbance was lance (or spear) and then to beat, then the word pointed and then bottle. That was in a short series of fifty stimulus words, which was enough for me to tell the man point-blank what the matter was. So I said: “I did not know you had had such a disagreeable experience.” He stared at me and said: “I do not know what you are talking about.” I said: “You know you were drunk and had a disagreeable affair with sticking your knife into somebody.” He said: “How do you know?” Then he confessed the whole thing. He came of a respectable family, simple but quite nice people. He had been abroad and one day got into a drunken quarrel, drew a knife and stuck it into somebody, and got a year in prison. That is a great secret which he does not mention because it would cast a shadow on his life. Nobody in his town or surroundings knows anything about it and I am the only one who by chance stumbled upon it. In my seminar in Zurich I also make these experiments. Those who want to confess are of course welcome to. However, I always ask them to bring some material of a person they know and I do not know, and I show them how to read the story of that individual. It is quite interesting work; sometimes one makes remarkable discoveries.
I will give you other instances. Many years ago, when I was quite a young doctor, an old professor of criminology asked me about the experiment and said he did not believe in it. I said: “No, Professor? You can try it whenever you like.” He invited me to his house and I began. After ten words he got tired and said: “What can you make of it? Nothing has come of it.” I told him he could not expect a result with ten or twelve words; he ought to have a hundred and then we could see something. He said: “Can you do something with these words?” I said: “Little enough, but I can tell you something. Quite recently you have had worries about money, you have too little of it. You are afraid of dying of heart disease. You must have studied in France, where you had a love affair, and it has come back to your mind, as often, when one has thoughts of dying, old sweet memories come back from the womb of time.” He said: “How do you know?” Any child could have seen it! He was a man of 72 and he had associated heart with pain – fear that he would die of heart failure. He associated death with to die – a natural reaction – and with money he associated too little, a very usual reaction. Then things became rather startling to me. To pay, after a long reaction time, he said La Semeuse, though our conversation was in German. That is the famous figure on the French coin. Now why on earth should this old man say La Semeuse? When he came to the word kiss there was a long reaction time and there was a light in his eyes and he said: Beautiful. Then of course I had the story. He would never have used French if it had not been associated with a particular feeling, and so we must think why he used it. Had he had losses with the French franc? There was no talk of inflation and devaluation in those days. That could not be the clue. I was in doubt whether it was money or love, but when he came to kiss/beautiful I knew it was love. He was not the kind of man to go to France in later life, but he had been a student in Paris, a lawyer, probably at the Sorbonne. It was relatively simple to stitch together the whole story.
Jung soon began to link the idea of complexes with that of “unconscious personalities.”
From “A Review of the Complex Theory” CW 8, pars. 200–3
So far, I have purposely avoided discussing the nature of complexes, on the tacit assumption that their nature is generally known. The word “complex” in its psychological sense has passed into common speech both in German and in English. Everyone knows nowadays that people “have complexes.” What is not so well known, though far more important theoretically, is that complexes can have us. The existence of complexes throws serious doubt on the naïve assumption of the unity of consciousness, which is equated with “psyche,” and on the supremacy of the will. Every constellation of a complex postulates a disturbed state of consciousness. The unity of consciousness is disrupted and the intentions of the will are impeded or made impossible. Even memory is often noticeably affected, as we have seen. The complex must therefore be a psychic factor which, in terms of energy, possesses a value that sometimes exceeds that of our conscious intentions, otherwise such disruptions of the conscious order would not be possible at all. And in fact, an active complex puts us momentarily under a state of duress, of compulsive thinking and acting, for which under certain conditions the only appropriate term would be the judicial concept of diminished responsibility.
What then, scientifically speaking, is a “feeling toned complex”? It is the image of a certain psychic situation which is strongly accentuated emotionally and is, moreover, incompatible with the habitual attitude of consciousness. This image has a powerful inner coherence, it has its own wholeness and, in addition, a relatively high degree of autonomy, so that it is subject to the control of the conscious mind to only a limited extent, and therefore behaves like an animated foreign body in the sphere of consciousness. The complex can usually be suppressed with an effort of will, but not argued out of existence, and at the first suitable opportunity it reappears in all its original strength. Certain experimental investigations seem to indicate that its intensity or activity curve has a wavelike character, with a “wave-length” of hours, days, or weeks. This very complicated question remains as yet unclarified.
We have to thank the French psychopathologists, Pierre Janet in particular, for our knowledge today of the extreme dissociability of consciousness. Janet and Morton Prince both succeeded in producing four to five splittings of the personality, and it turned out that each fragment of personality had its own peculiar character and its own separate memory. These fragments subsist relatively independently of one another and can take one another’s place at any time, which means that each fragment possesses a high degree of autonomy. My findings in regard to complexes corroborate this somewhat disquieting picture of the possibilities of psychic disintegration, for fundamentally there is no difference in principle between a fragmentary personality and a complex. They have all the essential features in common, until we come to the delicate question of fragmented consciousness. Personality fragments undoubtedly have their own consciousness, but whether such small psychic fragments as complexes are also capable of a consciousness of their own is a still unanswered question. I must confess that this question has often occupied my thoughts, for complexes behave like Descartes’ devils and seem to delight in playing impish tricks. They slip just the wrong word into one’s mouth, they make one forget the name of the person one is about to introduce, they cause a tickle in the throat just when the softest passage is being played on the piano at a concert, they make the tiptoeing latecomer trip over a chair with a resounding crash. They bid us congratulate the mourners at a burial instead of condoling with them, they are the instigators of all those maddening things which F. T. Vischer attributed to the “mischievousness of the object.” They are the actors in our dreams, whom we confront so powerlessly; they are the elfin beings so aptly characterized in Danish folklore by the story of the clergyman who tried to teach the Lord’s prayer to two elves. They took the greatest pains to repeat the words after him correctly, but at the very first sentence they could not avoid saying: “Our Father, who art not in heaven.” As one might expect on theoretical grounds, these impish complexes are unteachable.
I hope that, taking it with a very large grain of salt, no one will mind this metaphorical paraphrase of a scientific problem. But even the soberest formulation of the phenomenology of complexes cannot get round the impressive fact of their autonomy, and the deeper one penetrates into their nature – I might almost say into their biology – the more clearly do they reveal their character as splinter psyches. Dream psychology shows us as plainly as could be wished how complexes appear in personified form when there is no inhibiting consciousness to suppress them, exactly like the hobgoblins of folklore who go crashing round the house at night. We observe the same phenomenon in certain psychoses when the complexes get “loud” and appear as “voices” having a thoroughly personal character.
In 1907, Jung published The Psychology of Dementia Praecox (the current name for what is now called schizophrenia). He sent the book to Freud, and it was this which led to Freud’s invitation to Jung to visit him in Vienna. Jung retained an interest in schizophrenia throughout his life, and wrote a paper on the condition as recently as 1957, only four years before his death.
From “Mental Disease and the Psyche” CW 3, pars. 498–503
In 1907 I came before the scientific public with a book on the psychology of dementia praecox. By and large, I adopted a standpoint affirming the psychogenesis of schizophrenia, and emphasized that the symptoms (delusions and hallucinations) are not just meaningless chance happenings but, as regards their content, are in every respect significant psychic products. This means that schizophrenia has a “psychology,” i.e., a psychic causality and finality, just as normal mental life has, though with this important difference: whereas in the healthy person the ego is the subject of his experience, in the schizophrenic the ego is only one of the experiencing subjects. In other words, in schizophrenia the normal subject has split into a plurality of subjects, or into a plurality of autonomous complexes.
The simplest form of schizophrenia, of the splitting of the personality, is paranoia, the classic persecution-mania of the “persécuteur persécuté.” It consists in a simple doubling of the personality, which in milder cases is still held together by the identity of the two egos. The patient strikes us at first as completely normal; he may hold office, be in a lucrative position, we suspect nothing. We converse normally with him, and at some point we let fall the word “Freemason.” Suddenly the jovial face before us changes, a piercing look full of abysmal mistrust and inhuman fanaticism meets us from his eye. He has become a hunted, dangerous animal, surrounded by invisible enemies: the other ego has risen to the surface.
What has happened? Obviously at some time or other the idea of being a persecuted victim gained the upper hand, became autonomous, and formed a second subject which at times completely replaces the healthy ego. It is characteristic that neither of the two subjects can fully experience the other, although the two personalities are not separated by a belt of unconsciousness as they are in an hysterical dissociation of the personality. They know each other intimately, but they have no valid arguments against one another. The healthy ego cannot counter the affectivity of the other, for at least half its affectivity has gone over into its opposite number. It is, so to speak, paralysed. This is the beginning of that schizophrenic “apathy” which can be observed in paranoid dementia. The patient can assure you with the greatest indifference: “I am the triple owner of the world, the finest Turkey, the Lorelei, Germania and Helvetia of exclusively sweet butter and Naples and I must supply the whole world with macaroni.” All this without a blush, and with no flicker of a smile. Here there are countless subjects and no central ego to experience anything and react emotionally.
Turning back to our case of paranoia, we must ask: Is it psychologically meaningless that the idea of persecution has taken possession of him and usurped a part of his personality? Is it, in other words, simply a product of some chance organic disturbance of the brain? If that were so, the delusion would be “unpsychological”; it would lack psychological causality and finality, and would not be psychogenic. But should it be found that the pathological idea did not appear just by chance, that it appeared at a particular psychological moment, then we would have to speak of psychogenesis, even if we assumed that there had always been a predisposing factor in the brain which was partly responsible for the disease. The psychological moment must certainly be something out of the ordinary; it must have something about it that would adequately explain why it had such a profound and dangerous effect. If someone is frightened by a mouse and then falls ill with schizophrenia, this is obviously not a psychic causation, which is always intricate and subtle. Thus our paranoiac fell ill long before anyone suspected his illness; and secondly, the pathological idea overwhelmed him at a psychological moment. This happened when his congenitally hypersensitive emotional life became warped, and the spiritual form which his emotions needed in order to live finally broke down. It did not break by itself, it was broken by the patient. It came about in the following way.
When still a sensitive youth, but already equipped with a powerful intellect, he developed a passionate love for his sister-in-law, until finally – and not unnaturally – it displeased her husband, his elder brother. His were boyish feelings, woven mostly out of moonshine, seeking the mother, like all psychic impulses that are immature. But these feelings really do need a mother, they need prolonged incubation in order to grow strong and to withstand the unavoidable clash with reality. In themselves there is nothing reprehensible about them, but to the simple, straightforward mind they arouse suspicion. The harsh interpretation which his brother put upon them had a devastating effect, because the patient’s own mind admitted that it was right. His dream was destroyed, but this in itself would not have been harmful had it not also killed his feelings. For his intellect then took over the role of the brother and, with inquisitorial sternness, destroyed every trace of feeling, holdings before him the ideal of cold-blooded heartlessness. A less passionate nature can put up with this for a time, but a highly-strung, sensitive nature in need of affection will be broken. Gradually it seemed to him that he had attained his ideal, when suddenly he discovered that waiters and suchlike people took a curious interest in him, smiling at one another understandingly, and one day he made the startling discovery that they took him for a homosexual. The paranoid idea had now become autonomous. It is easy to see the deeper connection between the pitilessness of his intellect, which cold-bloodedly destroyed every feeling, and his unshakable paranoid conviction. That is psychic causality, psychogenesis.
In some such way – naturally with endless variations – not only does paranoia arise, but also the paranoid form of schizophrenia characterized by delusions and hallucinations, and indeed all other forms of schizophrenia. (I would not class among the group of schizophrenias those schizophrenic syndromes, such as catatonias with a rapidly lethal outcome, which seem from the beginning to have an organic basis.) The microscopic lesions of the brain often found in schizophrenia I would, for the time being, regard as secondary symptoms of degeneration, like the atrophy of the muscles in hysterical paralyses. The psychogenesis of schizophrenia would explain why certain milder cases, which do not get as far as the mental hospital but only appear in the neurologist’s consulting-room, can be cured by psychotherapeutic means. With regard to the possibility of cure, however, one should not be too optimistic. Such cases are rare. The very nature of the disease, involving as it does the disintegration of the personality, rules out the possibility of psychic influence, which is the essential agent in therapy. Schizophrenia shares this peculiarity with obsessional neurosis, its nearest relative in the realm of the neuroses.
The free sample has ended.